Transition with Success

BEST IN CLASS SUPPORT FOR A SUCCESSFUL TRANSITION

Changing firms is one of the key inflection points in the story of your practice. It could mean implementing a redefined practice, an alignment with new partners, or an entirely new structure—transferring your entire book of business and your client relationships in the process. Making that inflection point successful takes diligent planning and comprehensive stewardship. And that’s exactly what LPL Financial’s team of Business Transition Partners is here to do for you. Our key goals are:

• To provide a best in class transition experience
• To support the movement of your book of business in the most efficient and strategic manner so you can get back to running your business

Here are the Five Phases of an LPL Transition:

Due Diligence
A consultative process combined with our industry knowledge to help guide you toward your vision of success at LPL.

Make Your Decision to Join LPL
Begin meeting with your dedicated transition team to discuss your specific transition needs and create a transition plan.

Advisor Onboarding
Affiliate with LPL, provide system access, and strategize a plan to transition your practice, including product mapping.

Practice Transition
Execute on transition plan, including repapering, continued training, and setting up your office.

Acclimation
Successfully move your practice and continue to learn about out tools and resources