CHRISTOPHER J. CARROLL, CIMA®
Chris is a Senior Wealth Advisor for Upstream Investment Partners. He has 29 years of investment industry experience servicing the complex needs of High Net Worth and Institutional Investors. Prior to joining Upstream, Chris was a Founder and Portfolio Manager at 7300 Wealth Management, LLC, a boutique wealth management firm based in Colorado Springs.
Throughout his career, Chris has worked in Sales, Relationship Management, and Client Service roles within the Bank-Trust, Registered Investment Adviser, Broker/Dealer, High Net Worth, and 401k/Retirement Plan distribution channels. His experience allows clients to receive comprehensive guidance encompassing a wide range of financial, business, and family issues.
EDUCATION
Kimball Union Academy – Meriden, NH
The College of Wooster – Wooster, OH – B.A. in Spanish
The University of Pennsylvania, Wharton School of Business – Philadelphia, PA – CIMA® designation – Certified Investment Management Analyst® – 2010
FINRA License: Series 65