Broker Check

Our Products

Upstream Investment Partners believes that choice is crucial in investment and financial planning. Our firm provides access to a selection of investment products that is broad and deep. This allows our advisors to provide what they believe is best in class to their clients.

Stocks

  • NYSE Listed Stocks
  • NASDAQ Over the Counter
  • All Other Major Exchanges
  • Foreign Stocks
  • Initial Public Offerings
  • Margin Accounts
  • Corporate Finance
  • 144 & Other Restricted Securities Sales
  • Employee Stock Option Plans

Bonds

  • Municipal
  • Corporate
  • Treasury (Bills, Notes, Bonds, Strips)
  • Mortgage Backed  (CMA, GMNA, FNMA)
  • Government Agency
  • Certificate of Deposit Securities
  • Structured Note Securities  (Equity Linked Securities)
  • Preferred Debt

Asset Management

  • Independent Manager Search
  • Performance Monitoring & Reporting
  • Wrap-Fee Accounts
  • Asset Allocation
  • Outside Managed Accounts
  • Separately Managed Accounts


Mutual Funds

  • Open-End Funds
  • Closed-End Funds
  • Networking
  • Asset Management

Unit Investment Trusts

  • Equity Portfolios
  • Taxable Fixed Income Portfolios
  • Tax-Free Fixed Income Portfolios

Options

  • All Major Exchanges

Retirement Accounts

  • RAs/SEPs
  • Defined Benefit
  • Defined Contribution
  • Money Purchase
  • Profit Sharing
  • 403(b)
  • 401(k)

Alternative Investments

  • Oil and Gas
  • REITs
  • 1031 Exchange
  • Equipment Leasing
  • Managed Futures
  • Equity Linked Notes

Cash Management

  • Daily Sweep Accounts
  • Money Markets
  • Check Writing
  • Gold Visa Debit Card
  • Insured CDs
  • Automatic Bill Paying Services
  • Online Account Access

Insurance

  • Fixed Annuities
  • Variable Annuities
  • Term Life
  • Variable Life
  • Universal Life
  • Whole Life
  • Disability
  • Long Term Care