Upstream Investment Partners is a full-service financial consulting firm dedicated to helping our advisors work with their clients to help build wealth and manage their hard-earned assets. Our firm is completely independent, so our loyalty belongs exclusively to our clients. We are a privately owned, nationwide company created to provide an independent environment with an open architecture of platforms and products.
Our independence enables us to establish working relationships with a vast number of industry-leading mutual funds, separate account managers, third party asset managers, annuity providers, alternative investments and insurance providers whose products we leverage to create customized client solutions. Our advisors recommend only those products and services that can be tailored to suit our clients' unique needs.
Upstream Investment Partners selected Sigma Financial Corporation, a member of FINRA and SIPC, as its broker dealer. They are a nine time winner of Broker / Dealer of the Year from Investment Advisor Magazine Fax Poll and a two time winner in Registered Reps ranking of America’s Top Independent Broker Dealers. Sigma Financial provides many services for Upstream Investment Partners including back office support, due diligence, and compliance oversight.